NATIVIST THEORIES (INNATE IDEAS) OF
FIRST LANGUAGE ACQUISITION
The Nativist Approach
The
term nativist is derived from the fundamental assertion that language
acquisition is innately determined, that we are born with a genetic capacity
that predisposes us to a systematic perception of language around us, resulting
in the construction of an internalized system of language. Innateness
hypotheses gained support from several sides. Eric Lenneberg (1967) proposed
that language is a "species-specific" behavior and that certain modes
of perception, categorizing abilities, and other language-related mechanisms
are biologically determined. Chomsky (1965) similarly claimed the existence of
innate properties of language to explain the child's mastery of a native
language in such a short time despite the highly abstract nature of the rules
of language. This innate knowledge, according to Chomsky, was embodied in a
metaphorical "little black box" in the brain, a language acquisition
device (LAD). McNeill (1966) described the LAD as consisting of four innate
linguistic properties:
1.
The ability to distinguish speech sounds from other sounds in the environment
2.
The ability to organize linguistic data into various classes that can later be
refined
3.
Knowledge that only a certain kind of linguistic system is possible and that
other kinds are not
4.
The ability to engage in constant evaluation of the developing linguistic
system so as to construct the simplest possible system out of the available
linguistic input
McNeill
and other researchers in the Chomskyan tradition composed eloquent arguments
for the appropriateness of the LAD proposition, especially in contrast to
behavioral, stimulus-response (S-R) theory, which was so limited in accounting
for the creativity present in child language. The notion of linguistically
oriented innate predispositions fits perfectly with generative theories of
language: children were presumed to use innate abilities to generate a
potentially infinite number of utterances. Aspects of meaning, abstractness,
and creativity were accounted for more adequately. Even though it was readily
recognized that the LAD was not literally a cluster of brain cells that could
be isolated and neurologically located, such inquiry on the cognitive side of
the linguistic-psychological continuum stimulated a great deal of fruitful
research.
More
recently, researchers in the nativist tradition have continued this line of inquiry
through a genre of child language acquisition research that focuses on what has
come to be known as Universal Grammar (White, 2003; see also Gass &
Selinker, 2001, pp. 168-191; Mitchell & Myles, 1998, pp. 42-71; Cook, 1993,
pp. 200-245, for overviews). Assuming that all human beings are genetically
equipped with abilities that enable them to acquire language, researchers
expanded the LAD notion by positing a system of universal linguistic rules that
went well beyond what was originally proposed for the LAD. Universal Grammar
(UG) research attempts to discover what it is that all children, regardless of
their environmental stimuli (the language[s] they hear around them) bring to
the language acquisition process. Such studies have looked at question
formation, negation, word order, discontinuity of embedded clauses ("The
ball that's on the table is blue"), subject deletion ("Es mi hermano"),
and other grammatical phenomena.
One
of the more practical contributions of nativist theories is evident if you look
at the kinds of discoveries that have been made about how the system of child language
works. Research has shown that the child's language, at any given point, is a
legitimate system in its own right. The child's linguistic development is not a
process of developing fewer and fewer "incorrect" structures-not a
language in which earlier stages have more "mistakes" than later
stages. Rather, the child's language at any stage is systematic in that the
child is constantly forming hypotheses on the basis of the input received and
then testing those hypotheses in speech (and comprehension). As the child's
language develops, those hypotheses are continually revised, reshaped, or
sometimes abandoned.
Before
generative linguistics came into vogue,]ean Berko (1958) demonstrated that
children learn language not as a series of separate discrete items but as an
integrated system. Using a simple nonsense-word test, Berko discovered that English-speaking
children as young as four years of age applied rules for the formation of plural,
present progressive, past tense, third singular, and possessives. She found, for
example, that if children saw a drawing of an object labeled as a "wug"
they could easily talk about two "wugs," or if they were presented
with a person who knows how to "gling;' children could talk about a person
who "g1inged" yesterday, or sometimes who "g1ang."
Nativist
studies of child language acquisition were free to construct hypothetical grammars
(that is, descriptions of linguistic systems) of child language, although such grammars
were still solidly based on empirical data. These grammars were largely formal
representations of the deep structure-the abstract rules underlying surface output,
the stmcture not overtly manifest in speech. Linguists began to examine child language
from early one-, two-, and three, word forms of "telegraphese" (like
"allgone milk" and "baby go boom" mentioned earlier) to the
complex language of five- to ten-year-olds. Borrowing one tenet of structural
and behavioral paradigms, they approached the data with few preconceived
notions about what the child's language ought to be, and probed the data for
internally consistent systems, in much the same way that a linguist describes a
language in the "field."
A
generative framework turned out to be ideal for describing such processes. The
early grammars of child language were referred to as pivot grammars. It was
commonly observed that the child's first two-word utterances seemed to manifest
two separate word classes, and not simply two words thrown together at random.
Consider the following utterances: "my cap"; "that horsie";
"bye-bye Jeff"; "Mommy sock." Linguists noted that the
words on the left-hand side seemed to belong to a class that words on the
right-hand side generally did not belong to. That is, my could co-occur
with cap, horsie, Jeff, or sock, but not with that or bye-bye.
Mommy is, in this case, a word that belongs in both classes. The first
class of words was called "pivot," since they could pivot around a
number of words in the second, "open" class. Thus the first rule of
the generative grammar of the child was described as follows:
Research
data gathered in the generative framework yielded a multitude of such rules.
Some of these rules appear to be grounded in the UG of the child. As the
child's language matures and finally becomes adult like, the number and complexity
of generative rules accounting for language competence, of course, boggles the
mind.
Challenge to Nativist Approaches
In
subsequent years the generative "rule-governed" model in the
Chomskyan tradition was challenged. The assumption underlying this tradition is
that those generative rules, or "items" in a linguistic sense, are
connected serially, with one connection between each pair of neurons in the
brain. A "messier but more fruitful picture" (Spolsky, 1989, p. 149)
was provided by what has come to be known as the parallel distributed
processing (PDP) model, based on the notion that information is processed
simultaneously at several levels of attention. As you read the words on this
page, your brain is attending to letters, word juncture and meaning, syntactic
relationships, textual discourse, as well as background experiences (schemata)
that you bring to the text. A child's (or adult's) linguistic performance may
be the consequence of many levels of simultaneous neural interconnections rather
than a serial process of one rule being applied, then another, then another, and
so forth.
A
simple analogy to music may further illustrate this complex notion. Think of an
orchestra playing a symphony. The score for the symphony may have, let's say,
12 separate parts that are performed simultaneously. The "symphony"
of the human brain enables us to process many segments and levels of language,
cognition, affect, and perception all at once-in a parallel configuration. And
so, according to the PDP model, a sentence-which has phonological,
morphological, syntactic, lexical, semantic, discourse, Sociolinguistic, and strategic
properties-is not "generated" by a series of rules (Ney &
Pearson, 1990; Sokolik, 1990). Rather, sentences are the result of the
simultaneous interconnection of a multitude of brain cells.
Closely
related to the PDP concept is a branch of psycholinguistic inquiry called
connectionism (Rumelhart & McClelland, 1986), in which neurons in the brain
are said to form multiple connections: each of the 100 billion nerve cells in
the brain may be linked to as many as 10,000 of its counterparts. In this
approach, experience leads to learning by strengthening particular
connections-sometimes at the expense of weakening others. For example, the
first language acquisition of
English
regular past tense forms by children may proceed as a series of connections.
First,
a child may confidently connect the form went with the verb go. Then,
children will often perceive another connection, the regular -ed suffix
attached to a verb, and start using the word goed. Finally, with more
complex connections, children will perceive goed as incorrect, and
maintain both connections, the oed form connected to most verbs, and the
went form as a special connection. "According to such accounts,
there are no 'rules' of grammar. Instead, the systematicities of syntax emerge
from the set of learned associations between language functions and base and
past tense forms , with novel responses generated by 'online' generalizations from
stored examples" (N. Ellis, 2003, p. 88).
Finally,
in recent years a further development of connectionist models of language acquisition
is seen in a position that oddly hearkens back to the spirit of behavioral
approaches. Emergentism, a perspective, espoused by O'Grady (1999, 2003), MacWhinney
(1999), and others, holds that "the complexity of language emerges from,
relatively simple developmental process being exposed to a massive and complex
environment. The interactions that constitute language are associations,
billions of connections, which co-exist within a neural system as organisms
co-exist within an eco-system. And systematicities emerge as a result of their
interactions and mutual constraints" (N. Ellis, 2003, p. 81). This
perspective disagrees sharply with earlier nativist views by suggesting that "there
is no inborn Universal Grammar (i.e., no innate grammatical system)" (O'Grady,
1999, p.623).
Emergentism
perhaps represents a more cautious approach to a theory of language acquisition
than was evident in the early nativist claims, some arguments (Schwartz, 1999)
notwithstanding. By attending more judiciously to observable linguistic performance
and to the identification of neurolinguistic components of language acquisition
(Schumann et al., 2004), researchers can be more cautious about making too
strongly "mentalistic" claims about the psychological reality of rule
construction in language acquisition.
Approaches
from within the nativist framework-as well as the challenges just outlined
above-have made several important contributions to our understanding of the
first language acquisition process:
1.
Freedom from the restrictions of the so-called "Scientific method" to
explore the unseen, unobservable, underlying, abstract linguistic structures
being developed in the child
2.
The construction of a number of potential properties of Universal Grammar, through
which we can better understand not just language acquisition but the nature of
human languages in general
3.
Systematic description of the child's linguistic repertoire as either rule-governed
or operating out of parallel distributed processing capacities, or the result
of experiential establishment of connections
Nature & Systematicity
Nativists
contend that a child is born with an innate knowledge of or predisposition toward
language, and that this innate property (the LAD or UG) is universal in all human
beings. The innateness hypothesis was a possible resolution of the
contradiction between the behavioral notion that language is a set of habits
that can be acquired by a process of conditioning and the fact that such
conditioning is much too slow and inefficient a process to account for the
acquisition of a phenomenon as complex as language.
An
interesting line of research on innateness was pursued by Derek Bickerton (1981),
who found evidence, across a number of languages, of common patterns of linguistic
and cognitive development. He proposed that human beings are "bioprogrammed"
to proceed from stage to stage. Like flowering plants, people are innately
programmed to "release" certain properties of language at certain
developmental ages. Just as we cannot make a geranium bloom before its
"time," so human beings will "bloom" in predetermined,
preprogrammed steps.
One
of the assumptions of a good deal of current research on child language is the
systematicity of the process of acquisition. From pivot grammar to three- and
four-word utterances, and to full sentences of almost indeterminate length,
children exhibit a remarkable ability to infer the phonological, structural,
lexical, and semantic system of language. Ever since Berko's (1958)
grolll1dbreaking "wug" study, we have been discovering more and more
about the systematicity of the acquisition process.
Universals Grammars (UG)
In the late 1960s and early 1970s,
several researchers pointed out that the language of second language (L2)
learners is systematic and that learner errors are not random mistakes but
evidence of rule-governed behavior (Adjemian, 1976; Corder, 1967; Nemser, 1971;
Selinker, 1972). From this developed the conception of “interlanguage,” the
proposal that L2 learners have internalized a mental grammar, a natural
language system that can be described in terms of linguistic rules and
principles. The current generative linguistic focus on interlanguage
representation can be seen as a direct descendent of the original interlanguage
hypothesis. Explicit claims are made about the nature of interlanguage
competence, the issues being the extent to which interlanguage grammars are
like other grammars, as well as the role of Universal Grammar (UG).
The question of whether UG mediates
L2 acquisition, and to what extent, has been much debated since the early
1980s. This question stems from a particular perspective on linguistic
universals and from particular assumptions about the nature of linguistic
competence. In the generative tradition, it is assumed that grammars are mental
representations, and that universal principles constrain these representations.
Linguistic universals are as they are because of properties of the human mind,
and grammars (hence, languages) are as they are because of these universal
principles. The first decade of research on the role of UG in L2 acquisition
concentrated on so-called “access,” exploring whether UG remains available in
non-primary acquisition. The issue of UG access relates to fundamental
questions such as: what are natural languages grammars like? What is the nature
of linguistic competence? How is it acquired? UG is proposed as a partial
answer, at least in the case of the first language (L1) grammar, the assumption
being that language acquisition is impossible in the absence of specific innate
linguistic principles which place constraints on grammars, restricting the
“hypothesis space,” or, in other words, severely limiting the range of
possibilities that the language acquirer has to entertain. In L2 acquisition
research, then, the issue is whether interlanguage representations are also
constrained by UG.
UG is proposed as part of an innate
biologically endowed language faculty (e.g., Chomsky, 1965, 1981; Pinker,
1994). It places limitations on grammars, constraining their form (the
inventory of possible grammatical categories in the broadest sense, i.e.,
syntactic, semantic, phonological), as well as how they operate (the
computational system, principles that the grammar is subject to). UG includes
invariant principles, as well as parameters which allow for variation. While
theories like Government-Binding (GB) (Chomsky, 1981), Minimalism (Chomsky,
1995), or Optimality Theory (Archangeli and Langendoen, 1997) differ as to how
universal principles and parameters are formalized, within these approaches there
is a consensus that certain properties of language are too abstract, subtle,
and complex to be acquired in the absence of innate and specifically linguistic
constraints on grammars.
UG is postulated as an explanation
of how it is that learners come to know properties of grammar that go far
beyond the input, how they know that certain things are not possible, why
grammars are of one sort rather than another. The claim is that such properties
do not have to be learned. Proposals for an innate UG are motivated by the
observation that, at least in the case of L1 acquisition, there is a mismatch
between the primary linguistic data (PLD), namely the utterances a child is
exposed to, and the abstract, subtle, and complex knowledge that the child
acquires. In other words, the input (the PLD) underdetermines the output (the
grammar). This is known as the problem of the poverty of the stimulus or the
logical problem of language acquisition.
Closely
related to the innateness controversy is the claim that language is universally
acquired in the same manner, and moreover, that the deep structure of language
at its deepest level may be common to aU languages. Decades ago Werner Leopold
(1949), who was far ahead of his time, made an eloquent case for certain
phonological and grammatical universals in language. Leopold inspired later
work by Greenberg (1963, 1966), Bickerton (1981), Slobin (1986, 1992, 1997),
and \Vhite (1989, 2003), among others.
Currently,
as noted earlier in this chapter, research on Universal Grammar continues this
quest. One of the keys to such inquiry lies in research on child language
acquisition across many different languages in order to determine the
commonalities. Slobin (1986, 1992, 1997) and his colleagues gathered data on
language acquisition in, among others, Japanese, French, Spanish, German,
Polish, Hebrew, and Turkish. Interesting universals of pivot grammar and other
telegraphese emerged. Maratsos (1988) enumerated some of the universal
linguistic categories under investigation by a number of different researchers:
·
Word order
·
Morphological marking tone
·
Agreement (e.g., of subject and verb)
·
Reduced reference (e.g., pronouns,
ellipsis) nouns and noun classes
·
Verbs and verb classes
·
Predication
·
Negation
·
Question formation
Much
of current UG research is centered on what have come to be known as principles
and parameters. Principles are invariable characteristics of human language
that appear to apply to all languages universally, such as those listed above.
Cook (1997, pp. 250-251) offered a simple analogy: Rules of the road in driving
universally require the driver to keep to one side of the road; this is a
principle. But in some countries you must keep to the left (e.g., the United
Kingdom, Japan) and in others keep to the right (e.g., the United States,
Taiwan); the latter is a parameter. So, parameters vary across languages. White
(2003, p. 9) notes that "UG includes principles with a limited number of
built-in options (settings or values), which allow for
cross-linguistic variation. Such principles are known as parameters." If,
for example, all languages adhere to the principle of assigning meaning to word
order, then depending on the specific language in question, variations in word
order (e.g. , subject-verb-object; subject-object-verb, etc.) will apply.
According
to some researchers, the child's initial state is said to "consist of a
set of universal principles which specify some limited possibilities of variation, expressible in terms of parameters which need
to be fixed in one of a few possible ways" (Saleemi, 1992,p. 58). In
simpler terms, this means that the child's task of language learning is
manageable because of certain naturally occurring constraints.
For
example, the principle of structure dependency "states that language is
organized in such a way that it crucially depends on the structural
relationships between elements in a sentence (such as words, morphemes, etc.)"
(Holzman, 1998, p. 49).
Take,
for example, the following sentences:
1.
The boy kicked the ball.
2.
The boy that's wearing a red shirt and standing next to my brother kicked the
ball.
3.
She's a great teacher.
4.
Is she a great teacher?
The
first two sentences rely on a structural grouping, characteristic of all
languages, called "phrase;' or more specifically, "noun phrase."
Without awareness of such a principle, someone would get all tangled up in sentence
(2). Likewise, the principle of word order permutation allows one to perceive
the difference between (3) and (4). Children, of course, are not born with such
sophisticated perceptions of language; in fact, sentences like (2) are
incomprehensible to most native English-speaking children until about the age of
4 or 5. Nevertheless, the principle of structure dependency eventually appears
in both the comprehension and production of the child.
According
to UG, languages cannot vary in an infinite number of ways. Parameters
determine ways in which languages can vary. Just one example should suffice to
illustrate. One parameter, known as "head parameter," specifies the
position of the "head" of a phrase in relation to its complements in
the phrase. While these positions vary across languages, their importance is
primary in all languages. Languages are either "head first" or
"head last." English is a typical head-first language, with phrases
like "the boy that's wearing a red shirt" and "kicked the
ball." Japanese is a head-last language, with sentences like "wa kabe
ni kakkatte
imasu"
(picture wall on is hanging) (from Cook & Newson, 1996, p. 14).
Bibliography
Doughty, Catherine J and Long, Michael H. 2005. The Handbook of Second Language Acquisition.
Blackwell Publishing
Searle, J.R. 1971. The philosophy of Language. London: Oxford University Press
Where did you get the four innate lingustic properties of the LAD. I understand that this was from Mcneill (1966) but which source provided this?
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